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Disclosure

Regulatory Status

Aurevia Capital Inc. (“Aurevia Capital Inc.” or the “ARC”) is a registered investment adviser. ARC provides investment advisory services only to clients in jurisdictions where it is properly registered or exempt from registration requirements. Registration as an investment adviser does not imply any level of skill or training.

Additional information about Aurevia Capital Inc., including a description of services, fees, and potential conflicts of interest, is available in the Firm’s Form ADV Parts 2A and 2B, which may be obtained upon request at yaojin@aurevia-capital.com or through the SEC’s Investment Adviser Public Disclosure (IAPD) website.

No Investment, Tax, or Legal Advice

The content provided on this website is for general informational and educational purposes only. Nothing on this website should be construed as personalized investment advice, a recommendation, an offer to sell, or a solicitation of an offer to buy any security or investment product.

Aurevia Capital Inc. does not provide tax or legal advice. Clients and prospective clients should consult with their own tax, legal, or other professional advisors regarding their specific circumstances.

Investment Risk & Performance

All investing involves risk, including the possible loss of principal. Different types of investments involve varying degrees of risk, and there can be no assurance that any investment strategy will be profitable or achieve its stated objectives.

Past performance is not indicative of future results. Market conditions, economic factors, and individual client circumstances may materially affect investment outcomes. Asset allocation strategies are used to help manage risk, but do not guarantee profit or protect against loss.

Fee-Only Fiduciary Disclosure

Aurevia Capital Inc. is a fee-only investment adviser. ARC is compensated solely by its clients and does not receive commissions, referral fees, or other compensation from third parties, broker-dealers, or product sponsors.

As a fiduciary, Aurevia Capital Inc. is legally and ethically obligated to act in the best interests of its clients at all times. Fee structures, including asset-based fees, hourly fees, or project-based fees, are fully disclosed and agreed upon in advance. Please contact ARC for information regarding fees and account minimums.

Third-Party Content & External Links

This website may contain links to third-party websites or references to third-party information. Aurevia Capital Inc. does not control, endorse, or assume responsibility for the accuracy, completeness, timeliness, or reliability of any information provided by unaffiliated third parties.

The inclusion of any link does not imply affiliation, sponsorship, endorsement, or approval by Aurevia Capital.

Accuracy of Information

While Aurevia Capital Inc. strives to ensure that the information on this website is accurate and up to date, ARC makes no representations or warranties as to the accuracy, completeness, or suitability of the information provided. Content may be updated or changed without notice.

Privacy & Data Use

Aurevia Capital Inc. is committed to safeguarding client information. ARC does not collect non-public personal information through this website unless voluntarily provided by the user. Any information collected is handled in accordance with applicable privacy laws and the Firm’s Privacy Policy.

This website may use cookies or similar technologies to improve user experience and analyze website usage. Users may disable cookies through their browser settings.

Electronic Communications

Email and other electronic communications may not be secure. Aurevia Capital Inc. does not accept trading instructions, money movement requests, or other sensitive instructions via email. Communications with ARC may be reviewed by ARC’s Chief Compliance Officer and regulatory authorities as required by law.

Social Media Disclosure

Aurevia Capital Inc. may maintain a presence on social media platforms. Content shared through these platforms is intended for informational purposes only and should not be construed as investment advice. All social media interactions are considered advertising under applicable securities regulations and are subject to regulatory review.

Changes to Disclosures

Aurevia Capital Inc. reserves the right to modify these disclosures at any time. Changes are effective immediately upon posting. Users are encouraged to review these disclosures periodically.

California Consumer Privacy Act (CCPA) Notice

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(Including CPRA Amendments)

Effective Date: [March 2nd, 2026]

This California Consumer Privacy Act Notice (“CCPA Notice”) supplements the information contained in Aurevia Capital Inc.’s Privacy Policy and applies solely to residents of the State of California (“Consumers” or “you”).

For purposes of this Notice, “Aurevia Capital Inc.” (“Aurevia Capital,”, "ARC", “we,” “us,” or “our”) is a registered investment adviser and a “business” as defined under the California Consumer Privacy Act of 2018, as amended by the California Privacy Rights Act (“CCPA/CPRA”).

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1. Categories of Personal Information We Collect

Within the past twelve (12) months, Aurevia Capital may have collected the following categories of personal information:

  • Identifiers (e.g., name, mailing address, email address, phone number)

  • Professional or employment-related information (e.g., occupation, employer)

  • Financial information (e.g., assets, income range, investment objectives)

  • Internet or other electronic network activity information (e.g., IP address, website usage)

  • Inferences drawn from personal information to create a profile reflecting preferences or characteristics

Aurevia Capital does not collect sensitive personal information for purposes outside of providing investment advisory services.

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2. Sources of Personal Information

We collect personal information directly from you, including through:

  • Client onboarding materials

  • Advisory agreements and communications

  • Voluntary submissions via our website or email

  • Authorized third parties (e.g., custodians) as permitted by law

 

3. Use of Personal Information

Aurevia Capital collects and uses personal information for the following business purposes:

  • To provide investment advisory services

  • To communicate with clients and prospective clients

  • To comply with legal, regulatory, and compliance obligations

  • To improve website functionality and user experience

  • To maintain internal records and risk management procedures

 

4. Sharing of Personal Information

Aurevia Capital Inc. does not sell or share personal information as those terms are defined under the CCPA/CPRA.

We may disclose personal information for business purposes to service providers or third parties, including custodians, compliance consultants, technology providers, or professional advisers, solely as necessary to provide services or comply with legal obligations.

 

5. Your Rights Under the CCPA/CPRA

California residents have the right to:

  • Know the categories and specific pieces of personal information collected

  • Access their personal information

  • Correct inaccurate personal information

  • Delete personal information, subject to legal and regulatory exceptions

  • Limit the use and disclosure of sensitive personal information (if applicable)

  • Opt out of the sale or sharing of personal information (not applicable, as we do not sell or share personal information)

  • Non-discrimination for exercising CCPA rights

 

6. How to Submit a Request

To exercise your CCPA rights, please submit a verifiable consumer request by:

We will verify your identity before processing any request, as required by law, and respond within the timeframes prescribed by the CCPA/CPRA.

 

7. Authorized Agents

You may designate an authorized agent to make a request on your behalf. Authorized agents must provide proof of authorization, and we may require verification of your identity directly.

 

8. Data Retention

Aurevia Capital Inc. retains personal information only for as long as reasonably necessary to fulfill the purposes for which it was collected, including compliance with legal, regulatory, accounting, and recordkeeping requirements.

 

9. Changes to This Notice

We reserve the right to amend this CCPA Notice at our discretion and at any time. Updates will be posted on this page with a revised effective date.

 

10. Contact Information

If you have any questions regarding this CCPA Notice or our privacy practices, please contact:

Aurevia Capital Inc.
Email: yaojin@aurevia-capital.com

Website: www.aurevia-capital.com

Tel: 949.534.5591

Aurevia Capital

949-534-5591

yaojin@aurevia-capital.com

Send Us a Message

By submitting the form, you acknowledge that we collect your name, email address and phone number to respond to your inquiries and provide you information about our products and services in accordance with our Privacy Policy. If you are a California resident, please see our CCPA Notice to California Residents.

Disclosure

 

Investment advisory services offered through Aurevia Capital Inc., a registered investment adviser. This website is for informational purposes only and does not constitute investment advice. © 2026 Aurevia Capital Inc. All rights reserved.

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​All content is for information purposes only. It is not intended to provide any tax or legal advice or provide the basis for any financial decisions. Nor is it intended to be a projection of current or future performance or indication or future results. Opinions expressed herein are solely those of Aurevia Capital Inc. and our editorial staff. The information contained in this material has been derived from sources believed to be reliable, but is not guaranteed as to accuracy and completeness, and does not purport to be a complete analysis of the materials discussed. All information and ideas should be discussed in detail with your individual adviser prior to implementation. Advisory services are offered by Aurevia Capital Inc., an Investment Advisor in the State of California. Being registered as an investment adviser does not imply a certain level of skill or training.

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The information contained herein should in no way be construed or interpreted as a solicitation to sell or offer to sell advisory services to any residents of any State other than the State of [State] or where otherwise legally permitted. Images and photographs are included for the sole purpose of visually enhancing the website. None of them are photographs of current or former Clients. They should not be construed as an endorsement or testimonial from any of the persons in the photograph. Purchases are subject to suitability. This requires a review of an investor’s objective, risk tolerance, and time horizons. Investing always involves risk and possible loss of capital.

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